| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2026-09-30 | - |
| CITIC Securities International Global Markets Limited | Rep | 就證券提供意見 | 2025-08-28 | - |
| Rep | 證券交易 | 2025-08-28 | - | |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2024-07-12 | 2025-04-11 |
| CITIC Securities International Global Markets Limited | Rep | 就證券提供意見 | 2024-05-22 | 2025-04-11 |
| Rep | 期貨合約交易 | 2024-05-22 | 2025-04-11 | |
| Rep | 證券交易 | 2024-05-22 | 2025-04-11 | |
| Rep | 就證券提供意見 | 2021-04-01 | 2023-02-17 | |
| Rep | 期貨合約交易 | 2021-04-01 | 2023-02-17 | |
| Rep | 證券交易 | 2021-04-01 | 2023-02-17 |
已採集記錄中暫無金管局登記。