| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Darkhorse Wealth Management Limited | Rep | 就證券提供意見 | 2023-11-29 | - |
| Rep | 提供資產管理 | 2023-11-29 | - | |
| Rep | 證券交易 | 2023-11-29 | - | |
| China Renaissance Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2023-05-24 | 2023-09-07 |
| Rep | 證券交易 | 2023-05-24 | 2023-09-07 | |
| CR Wealth and Asset Management Limited | Rep | 就證券提供意見 | 2023-05-24 | 2023-09-07 |
| Rep | 提供資產管理 | 2023-05-24 | 2023-09-07 | |
| Rep | 證券交易 | 2023-05-24 | 2023-09-07 | |
| CMB International Securities Limited | Rep | 證券交易 | 2016-11-07 | 2019-06-05 |