| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2021-01-20 | 2026-06-03 |
| Rep | 期貨合約交易 | 2021-01-20 | 2026-06-03 | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2017-11-16 | 2020-12-31 |
| Rep | 證券交易 | 2017-11-16 | 2020-12-31 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就證券提供意見 | 2016-11-08 | 2017-10-23 |
| Rep | 證券交易 | 2016-11-08 | 2017-10-23 |