| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2016-11-08 | - |
| Rep | 就證券提供意見 | 2016-11-08 | - | |
| Rep | 提供資產管理 | 2016-11-08 | - | |
| Rep | 期貨合約交易 | 2016-11-08 | - | |
| Rep | 證券交易 | 2016-11-08 | - | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 證券交易 | 2016-11-08 | - |