| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GRANSING SECURITIES CO., LIMITED | RO | 就證券提供意見 | 2023-11-27 | - |
| RO | 證券交易 | 2023-11-27 | - | |
| ORIENT SECURITIES LIMITED | RO | 就證券提供意見 | 2023-04-06 | 2023-11-10 |
| RO | 證券交易 | 2023-04-06 | 2023-11-10 | |
| Kai Yin Securities Limited | RO | 就證券提供意見 | 2022-11-07 | 2023-03-31 |
| RO | 證券交易 | 2022-01-19 | 2023-03-31 | |
| Rep | 證券交易 | 2021-12-24 | 2022-01-19 | |
| GRANSING SECURITIES CO., LIMITED | Rep | 就證券提供意見 | 2020-06-03 | 2021-08-31 |
| Rep | 證券交易 | 2020-06-03 | 2021-08-31 | |
| Well Link Securities Limited | Rep | 證券交易 | 2018-07-12 | 2020-05-31 |
| China Jianxin Financial Services Limited | Rep | 證券交易 | 2016-11-09 | 2018-06-30 |
已採集記錄中暫無金管局登記。