| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2019-10-24 | 2026-05-30 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2019-10-24 | 2026-05-30 |
| Rep | 證券交易 | 2019-10-24 | 2026-05-30 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2016-11-14 | 2019-09-06 |
| Rep | 就證券提供意見 | 2016-11-14 | 2019-09-06 | |
| Rep | 期貨合約交易 | 2016-11-14 | 2019-09-06 | |
| Rep | 證券交易 | 2016-11-14 | 2019-09-06 |