| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2024-06-20 | - |
| Rep | 證券交易 | 2021-11-11 | 2022-02-25 | |
| Rep | 證券交易 | 2019-10-15 | 2020-06-15 | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2019-10-15 | - |
| Rep | 證券交易 | 2019-10-15 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2018-01-16 | 2019-06-29 |
| Rep | 就證券提供意見 | 2016-11-15 | 2019-06-29 | |
| Rep | 期貨合約交易 | 2016-11-15 | 2019-06-29 | |
| Rep | 證券交易 | 2016-11-15 | 2019-06-29 |