| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Gentleman Capital Limited | Rep | 證券交易 | 2025-01-16 | - |
| Rep | 就證券提供意見 | 2023-07-11 | - | |
| Rep | 提供資產管理 | 2021-08-19 | - | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-11-19 | 2021-06-21 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2018-07-24 | 2021-06-21 |
| CHINA QIANHAI ZHONGJIN SECURITIES LIMITED | Rep | 證券交易 | 2016-11-16 | 2017-09-22 |