| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2019-09-17 | - |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2019-09-16 | - |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2019-07-16 | 2019-07-26 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 期貨合約交易 | 2017-10-23 | 2019-06-06 |
| Rep | 證券交易 | 2017-10-23 | 2019-06-06 | |
| Rifa Futures Limited | Rep | 期貨合約交易 | 2016-11-18 | 2017-09-29 |
| Rifa Securities Limited | Rep | 證券交易 | 2016-11-18 | 2017-09-29 |
已採集記錄中暫無金管局登記。