| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | 證券交易 | 2020-09-17 | - |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 證券交易 | 2020-07-15 | 2020-08-31 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 證券交易 | 2017-09-08 | 2020-07-03 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2016-11-18 | 2017-08-25 |