| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CEB International Capital Corporation Limited | Rep | 就機構融資提供意見 | 2026-11-03 | - |
| Rep | 就證券提供意見 | 2026-10-14 | - | |
| Rep | 證券交易 | 2026-10-14 | - | |
| ABCI Securities Company Limited | Rep | 就證券提供意見 | 2023-10-25 | 2026-09-20 |
| Rep | 證券交易 | 2023-10-25 | 2026-09-20 | |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2021-10-22 | 2023-10-16 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2021-10-22 | 2023-10-16 |
| Rep | 證券交易 | 2021-04-19 | 2023-10-16 |
已採集記錄中暫無金管局登記。