| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2023-03-01 | 2023-05-23 |
| Rep | 期貨合約交易 | 2017-10-13 | 2023-05-23 | |
| Guotai Junan FX Limited | Rep | 槓桿式外匯交易 | 2017-10-13 | 2023-05-23 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2017-10-13 | 2023-05-23 |
| Rui Da International Finance Holding Limited | Rep | 期貨合約交易 | 2016-11-23 | 2017-09-22 |