| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ENHANCED INVESTMENT PRODUCTS LIMITED | Rep | 就期貨合約提供意見 | 2026-06-26 | - |
| Rep | 就證券提供意見 | 2026-06-26 | - | |
| Rep | 提供資產管理 | 2026-06-26 | - | |
| Mirae Asset Securities (HK) Limited | RO | 期貨合約交易 | 2025-12-24 | 2026-04-24 |
| RO | 證券交易 | 2025-12-24 | 2026-04-24 | |
| Rep | 期貨合約交易 | 2022-10-05 | 2025-12-24 | |
| Rep | 證券交易 | 2022-10-05 | 2025-12-24 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2021-04-21 | 2022-09-02 |
| Rep | 證券交易 | 2021-04-21 | 2022-09-02 |
已採集記錄中暫無金管局登記。