| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Futu Securities International (HONG KONG) Limited | Rep | 提供資產管理 | 2018-08-02 | 2020-04-30 |
| Rep | 就證券提供意見 | 2018-02-01 | 2020-04-30 | |
| Rep | 期貨合約交易 | 2018-01-24 | 2020-04-30 | |
| Rep | 證券交易 | 2018-01-24 | 2020-04-30 | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2017-07-05 | 2017-09-13 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2016-11-28 | 2017-09-13 |