| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KINGSWAY CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2022-09-19 | - |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 證券交易 | 2022-09-19 | - |
| SORRENTO CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2016-11-30 | 2022-08-21 |
| SORRENTO SECURITIES LIMITED | Rep | 證券交易 | 2016-11-30 | 2022-08-21 |