| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Delight Hong Kong Asset Management Limited | RO | 就證券提供意見 | 2024-09-11 | 2025-07-31 |
| RO | 提供資產管理 | 2024-09-11 | 2025-07-31 | |
| Canfield Securities Company Limited | RO | 就證券提供意見 | 2022-10-25 | 2023-08-31 |
| RO | 提供資產管理 | 2022-10-25 | 2023-08-31 | |
| RO | 證券交易 | 2022-01-13 | 2023-08-31 | |
| Rep | 提供資產管理 | 2019-06-17 | 2022-10-25 | |
| Rep | 就證券提供意見 | 2019-01-31 | 2022-10-25 | |
| Rep | 證券交易 | 2017-09-04 | 2022-01-13 | |
| REALINK FINANCIAL TRADE LIMITED | Rep | 期貨合約交易 | 2017-02-10 | 2017-08-26 |
| Rep | 證券交易 | 2017-02-10 | 2017-08-26 | |
| KGI ASIA LIMITED | Rep | 證券交易 | 2016-12-02 | 2017-01-24 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-12-02 | 2017-01-24 |