| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2018-04-15 |
| KGI Asset Management Limited | Rep | 提供資產管理 | 2017-02-06 | 2018-04-15 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2017-02-06 | 2018-04-15 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2017-02-06 | 2017-10-02 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2016-12-02 | 2017-10-02 |