| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2026-06-02 | - |
| CLSA LIMITED | RO | 證券交易 | 2024-01-10 | - |
| Rep | 證券交易 | 2023-08-25 | 2024-01-10 | |
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2021-05-03 | 2022-07-06 |
| Rep | 就證券提供意見 | 2021-05-03 | 2022-07-06 | |
| CLSA LIMITED | Rep | 就證券提供意見 | 2021-05-03 | 2021-07-27 |
| Rep | 證券交易 | 2021-05-03 | 2022-07-06 |