| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| One Heritage Capital Management Limited | Rep | 就證券提供意見 | 2022-07-12 | 2023-05-02 |
| Rep | 提供資產管理 | 2022-07-12 | 2023-05-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2021-12-29 | 2022-05-30 |
| KGI Asset Management Limited | Rep | 提供資產管理 | 2020-06-05 | 2022-05-30 |
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2019-05-24 | 2022-05-30 |
| Rep | 證券交易 | 2019-05-24 | 2022-05-30 | |
| Yupei Fortune Capital Limited | Rep | 提供資產管理 | 2017-11-01 | 2019-05-07 |
| Rep | 就證券提供意見 | 2017-05-08 | 2019-05-07 | |
| Rep | 證券交易 | 2017-05-08 | 2019-05-07 | |
| China Enterprise Securities Company Limited | Rep | 證券交易 | 2016-12-05 | 2017-04-03 |