| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期貨合約交易 | 2025-03-12 | 2026-06-30 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 證券交易 | 2025-03-12 | - |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2025-02-05 | 2025-02-21 |
| SOUTH CHINA RESEARCH LIMITED | Rep | 就證券提供意見 | 2025-02-05 | 2025-02-21 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2025-02-05 | 2025-02-21 |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2024-10-25 | 2025-01-11 |
| CHIEF SECURITIES LIMITED | Rep | 就證券提供意見 | 2024-10-25 | 2025-01-11 |
| Rep | 證券交易 | 2024-10-25 | 2025-01-11 | |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2021-05-06 | 2024-10-15 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 證券交易 | 2021-05-06 | 2024-10-15 |
已採集記錄中暫無金管局登記。