| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就機構融資提供意見 | 2026-05-13 | - |
| Rep | 證券交易 | 2026-05-13 | - | |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就證券提供意見 | 2021-06-22 | 2026-01-22 |
| Rep | 就機構融資提供意見 | 2021-06-02 | 2026-01-22 | |
| Rep | 證券交易 | 2021-06-02 | 2026-01-22 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2021-06-02 | 2026-01-22 |
| GIRAFFE CAPITAL LIMITED | Rep | 證券交易 | 2018-05-31 | 2021-05-21 |
| Rep | 就機構融資提供意見 | 2017-04-10 | 2021-05-21 | |
| Oshidori Corporate Finance Limited | Rep | 就機構融資提供意見 | 2016-12-09 | 2017-03-08 |
| Oshidori Securities Limited | Rep | 就證券提供意見 | 2016-12-09 | 2017-03-08 |
| Rep | 提供資產管理 | 2016-12-09 | 2017-03-08 | |
| Rep | 證券交易 | 2016-12-09 | 2017-03-08 |
已採集記錄中暫無金管局登記。