| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL RESEARCH LIMITED | RO | 就證券提供意見 | 2026-05-27 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | 證券交易 | 2026-05-27 | - |
| HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | 就證券提供意見 | 2026-02-03 | 2026-05-27 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2026-02-03 | 2026-05-27 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | RO | 就證券提供意見 | 2019-01-17 | 2026-01-12 |
| RO | 證券交易 | 2019-01-17 | 2026-01-12 | |
| Rep | 就證券提供意見 | 2016-12-13 | 2019-01-17 |
已採集記錄中暫無金管局登記。