| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2021-01-11 | 2025-07-29 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-12-07 | 2020-12-30 |
| Rep | 證券交易 | 2020-12-07 | 2020-12-30 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2019-07-31 | 2020-10-06 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2019-07-31 | 2020-10-06 |
| Rep | 證券交易 | 2019-07-31 | 2020-10-06 | |
| CIFM Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2016-12-21 | 2017-10-16 |
| Rep | 證券交易 | 2016-12-21 | 2017-10-16 |