| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Renco Investments Limited | Rep | 就證券提供意見 | 2024-07-31 | 2024-12-12 |
| Rep | 提供資產管理 | 2024-07-31 | 2024-12-12 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2017-07-13 | 2022-06-30 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2017-07-13 | 2022-06-30 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2016-12-23 | 2017-06-23 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2016-12-23 | 2017-06-23 |