| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2026-11-03 | - |
| Rep | 期貨合約交易 | 2026-11-03 | - | |
| Rep | 證券交易 | 2026-11-03 | - | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就證券提供意見 | 2021-05-27 | 2025-09-11 |
| Rep | 證券交易 | 2021-05-27 | 2025-09-11 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2021-05-27 | 2025-09-11 |
已採集記錄中暫無金管局登記。