| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2022-11-14 | - |
| Rep | 證券交易 | 2022-11-14 | - | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2022-11-14 | - |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2017-01-23 | 2022-09-19 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2017-01-03 | 2022-09-19 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2017-01-03 | 2022-09-19 |
| Rep | 證券交易 | 2017-01-03 | 2022-09-19 |