| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2025-09-22 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自動化交易服務 | 2025-09-22 | - |
| Rep | 證券交易 | 2025-09-22 | - | |
| Rep | 期貨合約交易 | 2025-09-18 | - | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2023-02-03 | 2025-05-14 |
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2019-08-27 | 2022-10-07 |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 證券交易 | 2018-10-01 | 2019-08-02 |
| ICAP Equities Asia Limited | Rep | 證券交易 | 2017-01-06 | 2018-09-30 |
已採集記錄中暫無金管局登記。