| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2021-08-18 | 2022-10-04 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2021-08-18 | 2022-10-04 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2017-01-17 | 2021-07-25 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2017-01-17 | 2021-07-25 |