| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Pleiad Investment Advisors Limited | Rep | 提供資產管理 | 2023-07-18 | - |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2021-09-02 | 2023-06-13 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2021-09-02 | 2023-06-13 |
| Rep | 證券交易 | 2021-09-02 | 2023-06-13 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2017-01-17 | 2017-01-25 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2017-01-17 | 2017-01-25 |
已採集記錄中暫無金管局登記。