| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2024-09-12 | - |
| Rep | 期貨合約交易 | 2024-01-23 | - | |
| Rep | 證券交易 | 2024-01-23 | - | |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2021-10-08 | 2023-12-15 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2021-10-08 | 2023-12-15 |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2019-06-18 | 2021-09-25 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2017-01-19 | 2021-09-25 |
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