| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Schonfeld Strategic Advisors (Hong Kong) Limited | Rep | 證券交易 | 2026-08-14 | - |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2025-04-17 | 2025-04-23 |
| Rep | 證券交易 | 2023-05-16 | 2023-05-19 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2017-01-20 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2017-01-20 | 2021-06-07 |
| Rep | 證券交易 | 2017-01-20 | 2021-06-07 |