| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 就證券提供意見 | 2021-02-08 | 2023-02-28 |
| Rep | 證券交易 | 2021-02-08 | 2023-02-28 | |
| BOCOM International Asset Management Limited | Rep | 證券交易 | 2020-05-08 | 2021-02-25 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2018-02-01 | 2020-04-26 |
| CAIDAO CAPITAL LIMITED | Rep | 提供資產管理 | 2017-06-08 | 2017-12-05 |
| Rep | 就證券提供意見 | 2017-01-23 | 2017-12-05 |