| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited | Rep | 就證券提供意見 | 2025-06-17 | - |
| Rep | 證券交易 | 2025-06-17 | - | |
| Soochow Securities International Futures Limited | Rep | 期貨合約交易 | 2025-06-17 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2019-06-19 | 2025-04-28 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2019-01-30 | 2025-04-28 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2017-01-23 | 2025-04-28 |