| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2026-05-13 | 2026-09-14 |
| Rep | 提供資產管理 | 2026-05-13 | 2026-09-14 | |
| Moody's Investors Service Hong Kong Limited | Rep | 提供信貸評級服務 | 2019-04-16 | 2025-09-05 |
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2017-12-13 | 2019-02-14 |
| Rep | 證券交易 | 2017-10-27 | 2019-02-14 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2017-01-26 | 2017-07-14 |
| Rep | 證券交易 | 2017-01-26 | 2017-07-14 |