| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2026-01-12 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2026-01-12 | - |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2021-03-29 | 2025-08-21 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2021-03-29 | 2025-08-21 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2018-06-22 | 2021-02-12 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2018-06-22 | 2021-02-12 |
| Harmony Advisors Limited | Rep | 提供資產管理 | 2017-02-03 | 2017-11-17 |
| Rep | 證券交易 | 2017-02-03 | 2017-11-17 |
已採集記錄中暫無金管局登記。