| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2025-06-23 | - |
| Rep | 證券交易 | 2025-06-23 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2025-06-23 | - |
| SPDB International Investment Management Limited | Rep | 就證券提供意見 | 2022-08-08 | 2025-05-24 |
| Rep | 提供資產管理 | 2022-08-08 | 2025-05-24 | |
| SPDB International Capital Limited | Rep | 就機構融資提供意見 | 2021-12-01 | 2022-07-04 |
| Rep | 證券交易 | 2021-09-13 | 2022-07-04 | |
| SPDB International Securities Limited | Rep | 證券交易 | 2021-09-13 | 2022-07-04 |
| VALUABLE CAPITAL LIMITED | Rep | 就證券提供意見 | 2020-07-28 | 2021-08-03 |
| Rep | 提供資產管理 | 2020-07-28 | 2021-08-03 | |
| Rep | 證券交易 | 2020-07-28 | 2021-08-03 | |
| Leading Securities Company Limited | Rep | 提供資產管理 | 2020-05-19 | 2020-06-30 |
| Rep | 就證券提供意見 | 2020-04-23 | 2020-06-30 | |
| Rep | 證券交易 | 2020-04-23 | 2020-06-30 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就證券提供意見 | 2018-11-15 | 2020-03-27 |
| Rep | 證券交易 | 2018-10-29 | 2020-03-27 | |
| BETA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2018-01-22 | 2018-09-14 |
| SHENG YUAN SECURITIES LIMITED | Rep | 就證券提供意見 | 2017-02-03 | 2018-01-13 |
| Rep | 證券交易 | 2017-02-03 | 2018-01-13 |
已採集記錄中暫無金管局登記。