| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Soochow Securities International Futures Limited | Rep | 期貨合約交易 | 2024-08-27 | - |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2024-07-18 | - |
| CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-09-11 | 2024-04-05 |
| Rep | 證券交易 | 2023-09-11 | 2024-04-05 | |
| Core Pacific - Yamaichi Asset Management Limited | Rep | 提供資產管理 | 2023-02-06 | 2023-09-04 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 就證券提供意見 | 2021-10-04 | 2023-09-04 |
| Rep | 證券交易 | 2020-05-21 | 2023-09-04 | |
| China Enterprise Securities Company Limited | Rep | 證券交易 | 2017-02-06 | 2017-03-31 |
已採集記錄中暫無金管局登記。