| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) | RO | 就證券提供意見 | 2021-12-10 | - |
| RO | 證券交易 | 2021-12-10 | - | |
| Rep | 就證券提供意見 | 2021-11-11 | 2021-12-10 | |
| Rep | 證券交易 | 2021-11-11 | 2021-12-10 | |
| United Securities Limited (HK) | RO | 證券交易 | 2020-07-08 | 2021-05-10 |
| Rep | 提供資產管理 | 2020-01-23 | 2021-05-10 | |
| Rep | 證券交易 | 2019-10-10 | 2020-07-08 | |
| Rep | 就證券提供意見 | 2019-10-10 | 2021-05-10 | |
| SHENG YUAN SECURITIES LIMITED | Rep | 期貨合約交易 | 2018-11-08 | 2019-04-07 |
| Rep | 就證券提供意見 | 2018-01-08 | 2019-04-07 | |
| Rep | 證券交易 | 2018-01-08 | 2019-04-07 | |
| Beevest Securities Limited | Rep | 就證券提供意見 | 2017-02-08 | 2017-03-13 |
| Rep | 證券交易 | 2017-02-08 | 2017-03-13 |