| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | 就證券提供意見 | 2025-12-01 | - |
| Rep | 證券交易 | 2025-12-01 | - | |
| RO | 就證券提供意見 | 2025-04-22 | 2025-11-05 | |
| RO | 證券交易 | 2025-04-22 | 2025-11-05 | |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2022-07-07 | - |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2017-02-13 | 2025-04-22 |
| Rep | 證券交易 | 2017-02-13 | 2025-04-22 |