| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB WING LUNG ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2026-10-08 | - |
| Rep | 提供資產管理 | 2026-10-08 | - | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2022-06-14 | 2026-08-31 |
| Rep | 提供資產管理 | 2022-06-14 | 2026-08-31 | |
| Rep | 證券交易 | 2022-06-14 | 2026-08-31 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就期貨合約提供意見 | 2017-02-16 | 2022-04-29 |
| Rep | 就證券提供意見 | 2017-02-16 | 2022-04-29 | |
| Rep | 提供資產管理 | 2017-02-16 | 2022-04-29 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就期貨合約提供意見 | 2017-02-16 | 2020-12-09 |
| Rep | 就證券提供意見 | 2017-02-16 | 2020-12-09 | |
| Rep | 提供資產管理 | 2017-02-16 | 2020-12-09 | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 就證券提供意見 | 2017-02-16 | 2022-04-29 |
| Rep | 提供資產管理 | 2017-02-16 | 2022-04-29 | |
| Rep | 證券交易 | 2017-02-16 | 2022-04-29 |
已採集記錄中暫無金管局登記。