| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHUBB INVESTMENT MANAGEMENT (HK) LIMITED (TRADING AS CHUBB WEALTH) | Rep | 就證券提供意見 | 2026-03-09 | - |
| Rep | 證券交易 | 2026-03-09 | - | |
| Spruce Light Asset Management Company Limited | Rep | 就證券提供意見 | 2018-04-16 | 2019-05-31 |
| Rep | 提供資產管理 | 2018-04-16 | 2019-05-31 | |
| JS SECURITIES LIMITED (HK) | Rep | 證券交易 | 2017-02-16 | 2017-07-13 |
| XINHUI INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2017-02-16 | 2017-07-13 |