| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LIVEREPORT ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2025-07-04 | - |
| RO | 就證券提供意見 | 2022-10-21 | - | |
| Tiger Faith Securities Limited | RO | 證券交易 | 2022-10-21 | - |
| LIVEREPORT ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2022-09-13 | 2022-10-21 |
| Rep | 提供資產管理 | 2022-09-13 | 2025-07-04 | |
| Tiger Faith Securities Limited | Rep | 證券交易 | 2022-09-13 | 2022-10-21 |
| CVP Securities Limited | RO | 期貨合約交易 | 2021-11-30 | 2022-09-11 |
| RO | 證券交易 | 2021-09-02 | 2022-09-11 | |
| Waymaker Asset Management Co. Limited | Rep | 就證券提供意見 | 2019-08-05 | 2020-04-18 |
| Rep | 提供資產管理 | 2019-08-05 | 2020-04-18 | |
| CVP Securities Limited | Rep | 期貨合約交易 | 2018-09-10 | 2021-11-30 |
| Rep | 證券交易 | 2018-08-14 | 2021-09-02 | |
| M&F ASSET MANAGEMENT LIMITED | Rep | 證券交易 | 2018-05-08 | 2018-07-31 |
| WINWIN SECURITIES LIMITED | Rep | 證券交易 | 2017-02-22 | 2017-12-19 |
已採集記錄中暫無金管局登記。