| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2026-09-22 | - |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2023-06-08 | 2026-07-22 |
| Rep | 證券交易 | 2023-06-08 | 2026-07-22 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2023-06-08 | 2026-07-22 |
| Rep | 證券交易 | 2023-06-08 | 2026-07-22 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2021-07-20 | 2022-12-12 |
| Rep | 證券交易 | 2021-07-20 | 2022-12-12 |