| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2023-12-04 | 2023-12-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2017-02-24 | 2017-02-28 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2017-02-24 | 2017-02-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2016-01-19 | 2016-01-19 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2016-01-19 | 2016-01-19 |