| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Going Securities Limited | RO | 就期貨合約提供意見 | 2026-01-20 | - |
| RO | 就證券提供意見 | 2026-01-20 | - | |
| RO | 期貨合約交易 | 2026-01-20 | - | |
| RO | 證券交易 | 2026-01-20 | - | |
| Rep | 就期貨合約提供意見 | 2025-12-15 | 2026-01-20 | |
| Rep | 就證券提供意見 | 2025-12-15 | 2026-01-20 | |
| Rep | 期貨合約交易 | 2025-12-15 | 2026-01-20 | |
| Rep | 證券交易 | 2025-12-15 | 2026-01-20 | |
| Well Link International Securities Limited | RO | 就期貨合約提供意見 | 2024-07-23 | 2025-10-14 |
| RO | 就證券提供意見 | 2024-07-23 | 2025-10-14 | |
| RO | 期貨合約交易 | 2024-07-23 | 2025-10-14 | |
| RO | 證券交易 | 2024-07-23 | 2025-10-14 | |
| Rep | 就期貨合約提供意見 | 2024-02-20 | 2024-07-23 | |
| Rep | 就證券提供意見 | 2024-02-20 | 2024-07-23 | |
| Rep | 期貨合約交易 | 2024-02-20 | 2024-07-23 | |
| Rep | 證券交易 | 2024-02-20 | 2024-07-23 | |
| Well Link Securities Limited | Rep | 期貨合約交易 | 2023-09-14 | 2024-01-11 |
| Rep | 證券交易 | 2023-09-14 | 2024-01-11 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 就證券提供意見 | 2022-12-23 | 2023-04-28 |
| Rep | 證券交易 | 2022-12-23 | 2023-04-28 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2022-12-23 | 2023-04-28 |
| Rep | 證券交易 | 2022-12-23 | 2023-04-28 | |
| VALUABLE CAPITAL LIMITED | Rep | 證券交易 | 2021-01-29 | 2022-12-10 |
| Rep | 期貨合約交易 | 2020-12-29 | 2022-12-10 | |
| Zhongpu International Futures CO., Limited | Rep | 期貨合約交易 | 2019-06-25 | 2020-11-16 |
| GET NICE FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2018-05-21 | 2019-03-15 |
| GET NICE SECURITIES LIMITED | Rep | 證券交易 | 2018-05-21 | 2019-03-15 |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2017-02-27 | 2017-03-27 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | 證券交易 | 2017-02-27 | 2017-03-27 |
已採集記錄中暫無金管局登記。