| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Houde Changhe Asset Management Limited | RO | 就證券提供意見 | 2026-06-11 | - |
| RO | 提供資產管理 | 2026-06-11 | - | |
| NEW ASIA FERRELL ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2023-12-13 | 2026-05-01 |
| RO | 提供資產管理 | 2023-12-13 | 2026-05-01 | |
| Rep | 就證券提供意見 | 2023-03-01 | 2023-12-13 | |
| Rep | 提供資產管理 | 2023-03-01 | 2023-12-13 | |
| Huayu Securities Limited | Rep | 就證券提供意見 | 2022-11-22 | 2023-02-13 |
| Rep | 證券交易 | 2022-11-22 | 2023-02-13 | |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2017-03-01 | 2020-01-06 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2017-03-01 | 2020-01-06 |
| Rep | 證券交易 | 2017-03-01 | 2020-01-06 |