| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2024-06-04 | - |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2024-06-04 | - |
| Rep | 證券交易 | 2024-06-04 | - | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2017-03-01 | 2023-10-17 |
| Rep | 證券交易 | 2017-03-01 | 2023-10-17 |