| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2025-07-09 | - |
| Rep | 就證券提供意見 | 2025-07-09 | - | |
| Rep | 提供自動化交易服務 | 2025-07-09 | - | |
| Rep | 期貨合約交易 | 2025-07-09 | - | |
| Rep | 證券交易 | 2025-07-09 | - | |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2021-07-28 | 2025-04-25 |
| Rep | 證券交易 | 2021-07-28 | 2025-04-25 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自動化交易服務 | 2021-07-28 | 2025-04-25 |
| Rep | 期貨合約交易 | 2021-07-28 | 2025-04-25 | |
| Rep | 證券交易 | 2021-07-28 | 2025-04-25 |