| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2021-04-27 | - |
| Rep | 提供資產管理 | 2021-04-27 | - | |
| Rep | 證券交易 | 2021-04-27 | - | |
| Haitong Futures Hong Kong Limited | Rep | 期貨合約交易 | 2019-06-28 | 2021-04-12 |
| HGNH International Forex Co., Limited | Rep | 槓桿式外匯交易 | 2017-08-10 | 2018-04-14 |
| HGNH International Futures Co., Limited | Rep | 期貨合約交易 | 2017-03-02 | 2018-04-14 |
| HGNH International Securities Co., Limited | Rep | 證券交易 | 2017-03-02 | 2018-04-14 |