| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB INTERNATIONAL FUTURES LIMITED | RO | 期貨合約交易 | 2022-03-01 | - |
| CMB International Securities Limited | RO | 就證券提供意見 | 2022-03-01 | - |
| RO | 證券交易 | 2022-03-01 | - | |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2021-10-12 | 2022-03-01 |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2021-10-12 | 2022-03-01 |
| Rep | 證券交易 | 2021-10-12 | 2022-03-01 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 提供資產管理 | 2019-12-02 | 2021-09-26 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2018-09-13 | 2021-09-26 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2018-08-16 | 2021-09-26 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 證券交易 | 2018-03-22 | 2021-09-26 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2017-03-02 | 2021-09-26 |
已採集記錄中暫無金管局登記。